-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NQF2rp3DfbEiukbBSCsfVgvXOtYXSYw6zXwt+barfTXzEEmKfT9z6gjyhjj1HCwU 8zjsn0FjtBEdiEZqE5bKDw== 0001005477-99-004423.txt : 19990924 0001005477-99-004423.hdr.sgml : 19990924 ACCESSION NUMBER: 0001005477-99-004423 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990923 GROUP MEMBERS: ALEXANDRA ERNST GROUP MEMBERS: B. BROS. REALTY LIMITED PARTNERSHIP GROUP MEMBERS: CAROLINE B. SICHER GROUP MEMBERS: CAROLYN S. FABRICI GROUP MEMBERS: DANZIGER FREDERICK M GROUP MEMBERS: DAVID M. DANZIGER GROUP MEMBERS: EDGAR M. CULLMAN GROUP MEMBERS: EDGAR M. CULLMAN III GROUP MEMBERS: EDGAR M. CULLMAN, JR. GROUP MEMBERS: ELISSA F. CULLMAN GROUP MEMBERS: JOHN L. ERNST GROUP MEMBERS: LOUISE B. CULLMAN GROUP MEMBERS: LUCY C. DANZIGER GROUP MEMBERS: MARGOT P. ERNST GROUP MEMBERS: MATTHEW L. ERNST GROUP MEMBERS: REBECCA D. GAMZON GROUP MEMBERS: SUSAN R. CULLMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFIN LAND & NURSERIES INC CENTRAL INDEX KEY: 0001037390 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 060868486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-51253 FILM NUMBER: 99715518 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2122187910 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DANZIGER FREDERICK M CENTRAL INDEX KEY: 0001042441 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 387 PARK AVENUE SOUTH 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016-8899 BUSINESS PHONE: 2124483800 MAIL ADDRESS: STREET 1: 387 PARK AVENUE SOUTH 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016-8899 SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* GRIFFIN LAND & NURSERIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock $0.01 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 398231 10 0 --------------------------------------------------------------- (CUSIP Number) Frederick M. Danziger One Rockefeller Plaza Suite 2301 New York, New York 10020 (212) 561-8700 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Sept. 17, 1999 --------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 2 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Edgar M. Cullman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* (see Item 3) - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 111,138 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 866,204 Person -------------------------------------------------------- With 9 Sole Dispositive Power 111,138 -------------------------------------------------------- 10 Shared Dispositive Power 866,204 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 111,138 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 2.29 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 3 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Louise B. Cullman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* (see Item 3) - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 103,410 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 743,765 Person -------------------------------------------------------- With 9 Sole Dispositive Power 103,410 -------------------------------------------------------- 10 Shared Dispositive Power 743,765 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 103,410 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 2.13 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 4 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Edgar M. Cullman, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* (see Item 3) - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 136,154 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 733,918 Person -------------------------------------------------------- With 9 Sole Dispositive Power 136,154 -------------------------------------------------------- 10 Shared Dispositive Power 733,918 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 128,376 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 2.64 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 5 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Elissa F. Cullman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 17,000 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 55,200 Person -------------------------------------------------------- With 9 Sole Dispositive Power 17,000 -------------------------------------------------------- 10 Shared Dispositive Power 55,200 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 17,000 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) .35 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 6 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Susan R. Cullman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* (see Item 3) - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 87,765 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 670,842 Person -------------------------------------------------------- With 9 Sole Dispositive Power 87,765 -------------------------------------------------------- 10 Shared Dispositive Power 670,842 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 87,765 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 1.8 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 7 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lucy C. Danziger - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* (see Item 3) - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 81,842 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 962,150 Person -------------------------------------------------------- With 9 Sole Dispositive Power 81,842 -------------------------------------------------------- 10 Shared Dispositive Power 962,150 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 81,842 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 1.70 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 8 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Frederick M. Danziger - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* (see Item 3) - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 16,542 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 209,778 Person -------------------------------------------------------- With 9 Sole Dispositive Power 16,542 -------------------------------------------------------- 10 Shared Dispositive Power 209,778 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 16,542 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.34 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 9 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David M. Danziger - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 41,548 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 9 Sole Dispositive Power 41,548 -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 41,548 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.87 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 10 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Carolyn S. Fabrici - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 23,858 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 118,952 Person -------------------------------------------------------- With 9 Sole Dispositive Power 23,858 -------------------------------------------------------- 10 Shared Dispositive Power 118,952 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 23,858 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.50 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 11 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person John L. Ernst - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 9,929 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 411,321 Person -------------------------------------------------------- With 9 Sole Dispositive Power 9,929 -------------------------------------------------------- 10 Shared Dispositive Power 411,321 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 6,000 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.20 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 12 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Margot P. Ernst - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 0 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 20,315 Person -------------------------------------------------------- With 9 Sole Dispositive Power 0 -------------------------------------------------------- 10 Shared Dispositive Power 20,315 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.00 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 13 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alexandra Ernst - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 1,548 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 88,137 Person -------------------------------------------------------- With 9 Sole Dispositive Power 1,548 -------------------------------------------------------- 10 Shared Dispositive Power 88,137 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,548 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.03 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 14 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person B. Bros. Realty Limited Partnership - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 233,792 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 9 Sole Dispositive Power 233,792 -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 233,792 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 4.81 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 15 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Matthew L. Ernst - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 1,250 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 9 Sole Dispositive Power 1,250 -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,250 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) .03 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 16 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Rebecca D. Gamzon - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 30,946 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 9 Sole Dispositive Power 30,946 -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 29,400 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) 0.60 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 17 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Edgar M. Cullman III - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 18,794 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 9 Sole Dispositive Power 18,794 -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 18,794 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) .39 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - ---------------------------- ------------------------------- CUSIP No. 299890108 Page 18 of 36 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Caroline B. Sicher - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| See Item 6 and Insert 1 b. |X| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds* No funds were used to acquire the shares - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- 7 Sole Voting Power Number of Shares 21,422 Beneficially -------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 9 Sole Dispositive Power 21,422 -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 21,422 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X| - -------------------------------------------------------------------------------- 13 Percent of Class Represented By Amount in Row (11) .44 - -------------------------------------------------------------------------------- 14 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 19 of 36 Pages SCHEDULE 13D ITEMS Item 1. Security and Issuer This Amendment No. 1 amends the Schedule 13D filed July 3, 1997 (as so amended, the "Schedule") by the Reporting Person (as defined below) relating to the Common Stock, $0.01 par value (the "Common Stock"), of Griffin Land & Nurseries, Inc. (the "Issuer"), a Delaware corporation having its principal executive offices at One Rockefeller Plaza, Suite 2301, New York, New York 10020. The purpose of this Amendment No. 1 is to report the acquisition of additional shares of Common Stock by Reporting Persons on September 17, 1999 (as described in Item 4 below) and to update Insert 1 and the cover pages hereto to reflect this acquisition as well as other non-reportable acquisitions since July 3, 1997. Item 2. Identity and Background See Insert 1 attached hereto. None of the persons filing this Schedule (the "Reporting Persons") has been convicted in a criminal proceeding (other than for traffic violations or similar misdemeanors) during the past 5 years or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. All individuals are citizens of the United States and all trusts, partnerships and corporations are organized or formed under the laws of the United States. The Reporting Persons have executed a joint filing agreement in connection with the filing of this Schedule, a copy of which has been filed as Exhibit 1 hereto. Item 3. Source and Amount of Funds or Other Consideration Funds used in connection with the acquisition of securities subject to this Schedule were funds from sale of other securities bank borrowings and other separate funds of the Trusts making the acquisitions. Item 4. Purpose of Transaction On September 17, 1999, Frederick M. Danziger, as trustee of two trusts made by Elsie B. Paskus for the benefit of Frederick M. Danziger and his family, purchased 27,200 shares of Common Stock at a price per share of $11.00 per share, and a trust for the benefit of Lucy C. Danziger his spouse, purchased 6,500 shares at $11.00 per share. On July 20, 1999, two trusts for the benefit of Lucy C. Danziger purchased 12,100 shares at average price of $11.20 and 3,400 shares were purchased in the two trusts for the benefit of Lucy C. Danziger on July 21, 1999, at $11.35 per shares. The purpose of these acquisitions is to hold such shares for investment purposes. Mr. Danziger, a Reporting Person, is also the Chief Executive Officer of the Issuer and a member of its Board of Directors. The acquisition of Common Stock is unrelated to any plans or proposals of the kind described in item 4 of Scheduled 13D and, except as previously disclosed by the Issuer in its reports pursuant to the Securities Exchange Act of 1934, as amended, the Reporting Persons have no current plans or proposals related to, or which they believe would result in, any of the events described in Item 4 of Schedule 13D. Page 20 of 36 Pages Item 5. Interest in Securities of the Issuer See Insert 1 hereto and cover pages. Voting power and power to direct disposition of securities is shared by trustees of each of the trusts referred to in Item 2 as set forth on Insert 1. The officers and directors of the Samuel J. Bloomingdale Foundation, Inc., the Susan B. and Richard C. Ernst Foundation, Inc. and Louise B. and Edgar M. Cullman Foundation, Inc. and the trustees of charitable trust created by Justus Heijmans (collectively, the "Foundations") referred to in Insert 1 as set forth on Insert 1 hereto share voting power and the power to dispose of such securities. Such shares are, however, not included in the individual totals shown on cover pages. Shares owned by B. Bros. Realty Limited Partnership are shown as beneficially owned for voting and dispositive purposes by both General Partners of that partnership and also by the partnership itself. No transactions in the Issuer's Common Stock were effected during the 60 days preceding the date hereof by the persons filing this Schedule and their affiliated persons other than as set forth in Item 4 above. Item 6. Contract, Arrangement or Understanding with Respect to Securities of the Issuer None other than an informal understanding that the persons and entities listed in Insert 1 attached hereto will hold and vote together the shares of Issuer's Common Stock owned by each of them. However, Trustees of trusts and partners of the partnership listed in Insert 1 may act independently where fiduciary responsibilities so require. Furthermore, the persons and entities listed in Insert 1 may acquire additional shares of the Issuer's Common Stock. Although the Foundations are included in Insert 1, no arrangement of any kind exists with respect to any of the Issuer's Common Stock held by such Foundations. Such Foundations were included in Insert 1 only because certain of the undersigned are officers and directors of such Foundations. Item 7. Material to the Filed as Exhibits A copy of the Joint Filing Agreement, including powers of attorney, is attached hereto as Exhibit 1 to Schedule 13D. Page 21 of 36 Pages Each of the undersigned hereby certifies after reasonable inquiry, that to the best of his/her knowledge and belief, the information set forth in this statement is true, complete and correct. Date: Sept 22, 1999 Edgar M. Cullman* --------------------------------------- Edgar M. Cullman, individually and as Trustee of the Trusts of which he is a Trustee as indicated on Insert 1 hereto Louise B. Cullman* --------------------------------------- Louise B. Cullman, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto Susan R. Cullman* --------------------------------------- Susan R. Cullman, individually, as Custodian and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto Edgar M. Cullman, Jr.* --------------------------------------- Edgar M. Cullman, Jr., individually, as Custodian and as Trustee of the Trusts of which he is a Trustee as indicated on Insert 1 hereto Lucy C. Danziger* --------------------------------------- Lucy C. Danziger, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto John L. Ernst* --------------------------------------- John L. Ernst, individually and as Trustee of the Trusts of which he is a Trustee, as Custodian and as Guardian, all as indicated on Insert 1 hereto Page 22 of 36 Pages Carolyn S. Fabrici* ---------------------------------------- Carolyn S. Fabrici, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ Frederick M. Danziger --------------------------------------- Frederick M. Danziger, individually and as Trustee of the Trusts of which he is a Trustee as indicated on Insert 1 hereto Elissa F. Cullman* --------------------------------------- Elissa F. Cullman, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto Rebecca D. Gamzon* --------------------------------------- Rebecca D. Gamzon, individually formerly Rebecca B. Danziger Matthew L. Ernst* --------------------------------------- Matthew L. Ernst, individually B. BROS. REALTY LIMITED PARTNERSHIP By John L. Ernst* ----------------------------------- John L. Ernst, General Partner Margot P. Ernst* --------------------------------------- Margot P. Ernst, not individually but as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto Alexandra Ernst* --------------------------------------- Alexandra Ernst, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto Page 23 of 36 Pages David M. Danziger* --------------------------------------- David M. Danziger, individually Edgar M. Cullman III* --------------------------------------- Edgar M. Cullman III Caroline B. Sicher* --------------------------------------- Caroline B. Sicher By: /s/ Frederick M. Danziger ---------------------------------- Frederick M. Danziger Attorney-in-Fact Page 24 of 36 Pages
Culbro Corporation Schedule 13D Insert 1--Item 2. Identity and Background and Amendment #17 Item 5. Interest in Securities of the Issuer (4) (3) (Item 5) -------------------------------------------------------------- Present principal occu- pation or employment and Number of shares Total number of the name, principal busi- of Issuer's shares of the ness and address of any Common Stock Issuer's Common (1) (2) corporation or other acquired or Stock ($1 par Percentage of Class Name Residence organization in which such disposed of since value) owned on of Issuer's Common (Item 2(a) Address employment is conducted. July 3, 1999 the date hereof Stock. and 5) (Item 2(b)) (Item 2(c)) (i) (ii) (iii) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Edgar M. Cullman 2 E. 70th St. Chairman of the Board 111,138 2.29 ("EMC") New York, N.Y. General Cigar Holdings, Inc. 10021 (cigar, tobacco, real estate development and tobacco and sundries distribution) 378 Park Avenue So. New York, N.Y. 2. Edgar M. Cullman, 770 Park Avenue President 128,376 2.64 Jr. ("EMC, Jr.") New York, N.Y. General Cigar Holdings, Inc. 10021 387 Park Avenue So. New York, N.Y. 3. Elissa F. Cullman 770 Park Avenue Interior Decorator 17,000 .35 ("EFC") New York, New York 10021 4. Louise B. 2 E. 70th St. Housewife 103,410 2.13 Cullman ("LBC") New York, N.Y. 5. Susan R. Cullman 2830 Foxhall Rd. Housewife 87,765 1.80 ("SRC") NW Washington, D.C. 6. Lucy C. Danziger 2 E. 73rd St. Housewife 81,842 1.70 ("LCD") New York, N.Y.
(4) Page 25 of 36 Pages ------------------------------------------------------ (1) (2) (3) (i) (ii) (iii) --------------- ---------------- ------------------- ------------------------------------------------------ 7. Frederick M. 2 E. 73rd St. Griffin Land & Nurseries, Inc. 16,542 .34 Danziger New York, N.Y. 10021 President ("FMD") One Rockefeller Plaza Suite 2301 New York, New York 8. David M. Danziger 115 Central Park General Cigar Holdings 41,548 .87 ("DMD") West Executive Vice President NY, NY 10023 387 Park Avenue South New York, New York 9. Rebecca D. Gamzon 1165 Park Ave Housewife 29,400 .60 ("RDG") Apt 15A N.Y., N.Y. 10128 10. John L. Ernst 860 U.N. Towers Chairman & President 6,000 .12 ("JLE") New York, N.Y. 10017 Bloomingdale Properties, Inc.* (Investments) 641 Lexington Avenue New York, N.Y. 11. Alexandra Ernst 120 Bis Blvd. Writer 1,548 .03 ("AE") Montpamesse 75014 Paris, France 12. LCD, EMC, Jr. and SRC, Trustees u/w/o Joseph F. Cullman, Jr. f/b/o/: EMC 76,448 1.57 13. Carolyn S. P.O. Box 4708 Housewife 23,858 .50 Fabrici ("CSF") 42630 N. 54th St. Cave Creek, AZ 85331
(4) Page 26 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 14. EMC, Jr. Custodian f/b/o: Edgar M. Cullman III, 0 a minor ("EMC III") Samuel B. Cullman, 0 a minor ("SBC") Georgina D. Cullman, 7,778 .16 a minor ("GDC") 15. Caroline B. Sicher, ("CBS") 21,422 .44 16. EMC and LBC, Trustees u/i/o LBC (12/16/43)* f/b/o: LCD 7,700 29,964 .62 17. EMC, LBC and SRC, Trustees u/i/o Samuel J. Bloomingdale ("SJB") and Rita G. Bloomingdale ("RGB") (1/10/50)* f/b/o: SRC 50,880 1.05 18. EMC, LBC and SRC, Trustees u/i/o EMC and LBC (3/21/50)* f/b/o: SRC 18,714 .38 19. EMC, LBC and LCD Trustees u/i/o SJB (12/21/50)* f/b/o: LCD 29,192 .60
(4) Page 27 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 20. EMC, LBC and EMC, Jr. Trustees u/i/o SJB (12/21/50)* f/b/o: EMC, Jr. 25,006 .51 21. EMC, LBC and SRC Trustees u/i/o SJB (12/21/50)* f/b/o: SRC 26,000 .54 22. EMC, LBC and LCD Trustees u/i/o RGB (12/21/50)* f/b/o: LCD 5,418 .11 23. EMC, LBC and EMC, Jr. Trustees u/i/o RGB (12/21/50)* f/b/o: EMC, Jr. 9,974 .21 24. EMC, LBC and SRC Trustees u/i/o RGB (12/21/50)* f/b/o: SRC 11,840 .24 25. EMC, LBC and LCD Trustees u/i/o RGB (6/14/51)* f/b/o: LCD 14,300 53,818 1.11 26. EMC, LBC and EMC, Jr. Trustees u/i/o RGB (6/14/51)* f/b/o: EMC, Jr. 40,190 .83
(4) Page 28 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 27. EMC, LBC and SRC Trustees u/i/o RGB (6/14/51)* f/b/o: SRC 40,090 .82 28. LBC, Margot P. Ernst ("MPE"), AE and JLE, Trustees u/i/o Susan B. Ernst ("SBE") (4/9/52)* f/b/o: Descendants of JLE 4,364 .09 29. LBC, JLE, AE and CSF, Trustees u/i/o SBE (4/9/52)* f/b/o: Descendants of CSF 3,844 .08 30. EMC, LCD, EMC, Jr. and SRC Trustees u/i/o LBC (1/6/53)* f/b/o: Descendants of LCD 10,400 .21 Descendants of EMC, Jr. 40,748 .84 Descendants of SRC 26,284 .54 31. LBC, MPE, AE and JLE, Trustees u/i/o SBE (1/6/53)* f/b/o: Descendants of JLE 2,580 .05 32. LBC, JLE, AE and CSF Trustees u/i/o SBE (1/6/53)* f/b/o: Descendants of CSF 11,701 .24
(4) Page 29 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 33. EMC, LCD, EMC, Jr. and SRC Trustees u/i/o LBC (6/30/54)* f/b/o: Descendants of LCD 25,944 .53 Descendants of EMC, Jr. 49,502 1.02 Descendants of SRC 35,878 .74 34. LBC, CSF, AE and JLE, Trustees u/i/o SJB (12/21/50)* f/b/o: Dorothy P. Ernst 3,974 .08 35. LBC, CSF, AE and JLE Trustees u/i/o RGB (12/21/50)* f/b/o: Dorothy P. Ernst 3,974 .08 36. LBC, LCD, EMC, Jr. and SRC Trustees u/i/o EMC (3/23/55)* f/b/o/: Descendants of LCD 10,830 .23 Descendants of EMC, Jr. 15,408 .32 Descendants of SRC 14,200 .29 37. EMC, LCD, EMC, Jr. and SRC Trustees u/i/o LBC (3/23/55)* f/b/o: Descendants of LCD 7,000 .14 Descendants of EMC, Jr. 12,124 .25 Descendants of SRC 13,600 .28 38. EMC, LBC, EMC, Jr. and LCD Trustees u/i/o SJB (8/2/55)* f/b/o: Descendants of LCD 24,400 .50
(4) Page 30 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 39. EMC, LBC, LCD and EMC, Jr. Trustees u/i/o SJB (8/2/55)* f/b/o: Descendants of EMC, Jr. 34,250 .70 40. EMC, LBC, LCD and SRC Trustees u/i/o SJB (8/2/55)* f/b/o: Descendants of SRC 37,962 .78 41. LBC, MPE, AE and JLE Trustees u/i/o SJB (8/2/55)* f/b/o: Descendants of JLE 3,194 .07 42. EMC, LBC, CSF, AE and JLE Trustees u/i/o SJB (8/2/55)* f/b/o: Descendants of CSF 3,526 .07 43. EMC, LBC and LCD, Trustees u/w/o RGB (2/29/56)* f/b/o: Descendants of LCD 19,228 .40 44. EMC, LBC and EMC, Jr., Trustees u/w/o RGB (2/29/56)* f/b/o: Descendants of EMC, Jr. 20,332 .42 45. EMC, LBC and SRC, Trustees u/w/o RGB (2/29/56)* f/b/o: Descendants of SRC 17,190 .35
(4) Page 31 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 46. EMC, LBC, CSF, AE and JLE, Trustees u/w/o RGB (2/29/56)* f/b/o: Descendants of JLE 39,138 .80 47. EMC, LBC, JLE and CSF, Trustees u/w/o RGB (2/29/56)* f/b/o: Descendants of CSF 39,138 .80 48. Samuel J. Bloomingdale Charitable 19,642 .40 Foundation, Inc.* Foundation EMC, Chairman & Dir. LBC, President & Dir. EMC, Jr., Treas. & Dir. LCD, Secretary 49. Richard C. Ernst Charitable 12,048 .25 and Susan B. Ernst Foundation Foundation, Inc.* JLE, Pres. & Dir. MPE, Vice Pres. & Dir. AE, Treas. & Dir. John Fletcher III, Secy. 50. EMC, LBC and EMC, Jr., Trustees u/w/o F.W. Cullman (7/23/59)* f/b/o: LCD 17,420 .36 EMC, Jr. 13,770 .28 SRC 20,014 .41 51. EMC, LCD and FMD, Trustees u/i/o SJB (4/15/66)* f/b/o: DMD 12,524 .26
(4) Page 32 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 52. FMD, LCD and EMC, Jr., u/i/o EMC (12/26/72)* f/b/o: LCD and DMD 17,800 .37 LCD and RDG 18,000 .37 53. FMD, LCD, SRC and EMC, Jr. Trustees u/i/o EMC (12/23/76)* f/b/o: DMD 16,000 .33 RDG 16,200 .33 54. FMD, SRC, EMC, Jr., and JLE, Trustees u/i/o LCD (12/25/76)* f/b/o: DMD 3,200 .07 RDG 3,200 .07 55. Richard M. Danziger and FMD, Trustees u/i/o LCD (12/24/69)* f/b/o: RDG 22,800 .47 56. LBC, MPE, AE and JLE, Trustees u/i/o RGB (6/14/51)* f/b/o: JLE 3,081 .06 57. LCD, SRC, JLE and Elissa Cullman, Trustees, u/i/o EMC, Jr. (12/25/76)* f/b/o: EMC III 7,200 .15 SBC 7,200 .15
(4) Page 33 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 58. EMC, Jr., SRC, LCD and Elissa Cullman, Trustees, u/i/o EMC (12/23/76)* f/b/o: EMC III 20,400 .42 SBC 20,400 .42 59. EMC, Jr., SRC, LCD and FMD Trustees u/i/o EMC (12/23/76)* f/b/o: GDC 20,000 .41 60. LCD, EMC, Jr., John Sicher and JLE, Trustees, u/i/o SRC (12/25/76)* f/b/o: CBS 14,000 .29 61. EMC, Jr., LCD, SRC and John Sicher, Trustees, u/i/o EMC (12/23/76)* f/b/o: CBS 16,000 .33 62. FMD and R.M. Danziger, Trustees u/i/o Elsie B. Paskus f/b/o: R.M. Danziger 3,000 .06 63. FMD and R.M. Danziger Trustees u/i/o Elsie B. Paskus f/b/o: FMD 17,200 33,600 .69 64. B. Bros. Realty Limited Investments 233,792 4.81 Partnership* JLE, General Partner LCD, General Partner
(4) Page 34 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 65. EMC, EMC, Jr. SRC and 202 0 Richard W. Dammann, Executors of the Estate of Justus Heijmans 66. JLE, FMD and Roger Bloom ("RB"), Trustees u/a/o SBE (4/19/81) u/w/o SBE Appointment u/i/o RBG (11/27/31)* f/b/o: Descendants of JLE 7,458 .15 67. LBC, JLE, AE and CSF, Trustees u/i/o SJB (12/21/50)* f/b/o: CSF 1,515 .03 68. LBC, JLE, AE and CSF Trustees u/i/o RGB (6/14/51)* f/b/o: CSF 1,400 .03 69. JLE, EMC, Jr. and Roger Bloom, Trustees u/a/o SBE (4/19/81) u/w/o SBE Appointment u/i/o RGB (11/27/31)* f/b/o: Descendants of CSF 2,000 .04 70. Matthew L. Ernst 27 Howard Street Artist 1,250 .03 New York, N.Y. 71. JLE, MPE, CSF, FMD and EMC, Jr., Trustees u/c/o/w Richard C. Ernst, (6/19/84) f/b/o: Benjamin C. Stewart 5,996 .12
(4) Page 35 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 72. JLE, as Custodian f/b/o: Jessica P. Ernst a minor ("JPE") 1,250 .03 73. Charitable Trust created by Justus Heijmans,* EMC and EMC, Jr., Trustees 200 0 74. LBC, JLE, MPE and AE, Trustee u/i/o RGB (12/21/50)* f/b/o: JLE 1,100 .02 75. JLE, as Guardian f/b/o: DPE 2,679 .06 76. JLE, LBC, EMC, CSF and AE, Trustees u/c/w/o RGB (2/29/56)* f/b/o: Descendants of JLE 4,746 .10 77. Chemical Bank and LBC, Trustees u/i/o RGB (11/27/31)* f/b/o: LBC 30,000 .62 78. Louise B. & Edgar M. Charitable 6,400 .13 Cullman Foundation, Foundation Inc.* EMC, Chairman of the Board SRC, President LBC, Vice President EMC, Jr., Treasurer LCD, Secretary 79. Edgar M. Cullman, III 770 Park Avenue Student (EMC,III) New York, NY 18,794 .39
(4) Page 36 of 36 Pages -------------------------------------------------------------- (1) (2) (3) (i) (ii) (iii) --------- ---------- ------------------- -------------------------------------------------------------- 80. Samuel B. Cullman 770 Park Ave Student New York 13,594 .28 81. FMD and R. M. Danziger Trustees u/w/o Elsie B. Paskus f/b/o FMD Family 10,000 30,000 .62 82. Rebecca Gamzon Custodian f/b/o Andrew Gamzon a minor ("AG") 1,546 .03 TOTAL --------- ----- 2,327,295 47.86
* Business Address: 641 Lexington Avenue, New York, NY 10022 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, each of the persons whose signature appears below agrees to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to (a) the common stock, par value $1.00 per share, of Culbro Corporation, a New York corporation (the "Culbro 13D"), and (b) the common stock, par value $0.01 per share, of Griffin Land & Nurseries, Inc., a Delaware corporation (the "Griffin 13D"), and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(f)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. In addition, each of the persons whose signature appears below constitutes and appoints Frederick M. Danziger as true and lawful attorney-in-fact and agent with full power of substitution and resubstitution for him or her and in his or her name, place and stead, in any and all capacities to sign the Culbro 13D, the Griffin 13D and any and all amendments to the Culbro 13D and the Griffin 13D, and to file the same with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as full to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue thereof. Dated: July 14, 1997 /s/ Edgar M. Cullman -------------------------------------- Edgar M. Cullman, individually and as Trustee of the Trusts of which he is a Trustee as indicated on Insert 1 hereto /s/ Louise B. Cullman -------------------------------------- Louise B. Cullman, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ Susan R. Cullman -------------------------------------- Susan R. Cullman, individually, as Custodian and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ Edgar M. Cullman, Jr. -------------------------------------- Edgar M. Cullman, Jr., individually, as Custodian and as Trustee of the Trusts of which he is a Trustee as indicated on Insert 1 hereto /s/ Lucy C. Danziger -------------------------------------- Lucy C. Danziger, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ John L. Ernst -------------------------------------- John L. Ernst, individually and as Trustee of the Trusts of which he is a Trustee, as Custodian and as Guardian, all as indicated on Insert 1 hereto /s/ Carolyn S. Fabrici -------------------------------------- Carolyn S. Fabrici, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ Frederick M. Danziger -------------------------------------- Frederick M. Danziger, individually and as Trustee of the Trusts of which he is a Trustee as indicated on Insert 1 hereto /s/ Elissa F. Cullman -------------------------------------- Elissa F. Cullman, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ Rebecca D. Gamzon -------------------------------------- Rebecca D. Gamzon, individually formerly Rebecca B. Danziger /s/ Matthew L. Ernst -------------------------------------- Matthew L. Ernst, individually B. BROS. REALTY LIMITED PARTNERSHIP By /s/ John L. Ernst -------------------------------------- John L. Ernst, General Partner /s/ Margot P. Ernst -------------------------------------- Margot P. Ernst, not individually but as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ Alexandra Ernst -------------------------------------- Alexandra Ernst, individually and as Trustee of the Trusts of which she is a Trustee as indicated on Insert 1 hereto /s/ David M. Danziger -------------------------------------- David M. Danziger, individually /s/ Edgar M. Cullman III -------------------------------------- Edgar M. Cullman III /s/ Caroline B. Sicher -------------------------------------- Caroline B. Sicher -----END PRIVACY-ENHANCED MESSAGE-----